The SEC’s Reg BI Package Time to Vote


Posted on May 30, 2019, by Drinker Biddle & Reath LLP in Guidance, SEC. Comments Off on The SEC’s Reg BI Package Time to Vote

On June 5, the SEC will hold an Open Meeting to consider whether to adopt certain measures to reform retail investment standards. In this alert, the Best Interest Compliance Team provides a brief preview of the key topics and potential concerns about the proposed standards.


Read the full client alert.

 





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