Contact

Please use the form below if you would like to get in touch with the authors of this blog.

Please note that sending us a message through this form does not create an attorney-client relationship. Your communication will not be privileged. Do not send confidential information through this system.

[recaptcha]

Please note that sending us a message through this form does not create an attorney-client relationship. Your communication will not be privileged. Do not send confidential information through this system.



From the Blog:

Federal Prosecutor Faces Accusations that it Used the SEC to Collect Evidence for its Criminal Investigation

In a ruling handed down on Tuesday, a Southern District of New York judge ordered the U.S. Attorney’s Office for the Southern District of...

The Final Reg BI Package: What to Know and What’s Next

To nobody’s great surprise, on June 5, the SEC approved the “Reg BI Package,” which includes a series of new standards governing the fiduciary...

The SEC’s Reg BI Package Time to Vote

On June 5, the SEC will hold an Open Meeting to consider whether to adopt certain measures to reform retail investment standards. In this...